Globally Connected. Locally Respected.
Law |Accounting |Tax |Strategic Partners
Find an Expert
  • Location/Industrycaret
  • Accountingcaret
  • Strategic Partnerscaret

AIFMD Update

Contact: David Williams; LK Shields Solicitors (Ireland) Central Bank issues deadline for submission of applications for authorisation as AIFM. The Central Bank of Ireland has advised that 21 February 2014 has been s ...

Securities And Exchange Commission Sanctions Three Investment Advisory Firms For Repeatedly Ignoring Problems With Their Compliance Programs

Contact: Mark D. Knoll & Daniel G. Nelson; Bressler, Amery & Ross, P.C. (New Jersey, USA) On October 23, 2013, the SEC announced that three investment advisory firms had agreed to settlements for repeatedly ignoring s ...

CFPB Issues Final Rules Amending Regulations B, X and Z to Clarify and Amend Earlier Dodd-Frank Rules

Contact: Edmund D. Harllee; Williams Mullen (North Carolina & Virginia, USA) On July 2, 2013, the Consumer Financial Protection Bureau (the “Bureau”) published proposed rules and a request for public comment in the ...

Impact of Chapter 11 Bankruptcy on Liens

Contact: Heather Morris; Spencer Fane Britt & Browne LLP (Missouri, USA) In the Chapter 11 bankruptcy case of Acceptance Loan Company, Inc. v. S. White Transportation, Inc., the Fifth Circuit recently held that a s ...

Interagency Guidance Clarifies Banks’ Right to Report Financial Abuse of Elders

Contact: Heather Morris; Spencer Fane Britt & Browne LLP (Missouri, USA) The Federal Reserve, CFPB, FDIC, OCC, SEC, NCUA, FTC, and CFTC recently issued Interagency Guidance to clarify that banks and other financial ...

OFFICES


Suite 300 - 1055 West Hastings St.
Vancouver, B.C., Canada, V6E 2E9

360 Central Avenue, Suite 845
St. Petersburg, Florida, USA 33701

STAY CONNECTED

 

We use cookies on our website. Some of them are essential for the operation of the site, while others help us to improve this site and the user experience (tracking cookies). You can decide for yourself whether you want to allow cookies or not. Please note that if you reject them, you may not be able to use all the functionalities of the site.